An RIA is a financial professional who is registered with the Securities and Exchange Commission (SEC) or a state securities regulator. We are legally bound to provide fiduciary advice, meaning we must act in your best interest at all times.
Unlike brokers, who may be incentivized by commissions on the products they sell, RIAs operate on a fee-based model, which ensures we’re focused on your long-term financial success rather than selling products.
Our services include:
- Investment management: Helping you build and manage a diversified portfolio.
- Financial planning: Creating comprehensive plans for retirement, taxes, education savings, and more.
- Ongoing guidance: Continuously assessing your investments, making adjustments, and offering advice
